Code · CFR · Title 17 — Commodity and Securities Exchanges · Part 171 — Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions · § 171.12

§ 171.12. Settlement.

45 words·~1 min read·/us/cfr/t17/s§ 171.12·

A research copy — for the controlling text, always check the official state or federal source. Not legal advice.

At any time before the Commission has reached a final determination in a proceeding, the parties may request dismissal of the appeal based on a settlement agreement. If, in its view, the settlement is consistent with the public interest, the Commission will dismiss the proceeding.